HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alison McLean
IRN AXW00129
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Jun 2003)
Alison Sarah Burns
IRN ASB00013
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Alison Susan Leitch
IRN ASL00013
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Alistair James MacLean
IRN AJM00198
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Alistair Linn Webster
IRN ALW01050
- CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2003)
Allan Michael Cruse
IRN AMC00042
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Allison Case
IRN AJC00177
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
Alyson Elizabeth Porthouse-Reick
IRN AEP00010
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrea Gibson
IRN AXG00215
- CF21 Investment Adviser (9 Apr 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 9 Apr 2003)
Andrea Gregory
IRN AXS00181
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.