HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrea Jepson
IRN AXJ00056
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrea Pearce
IRN AXS00206
- CF21 Investment Adviser (14 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (28 Nov 2002 to 14 Feb 2003)
Andrea Rebeccah Rooney
IRN ARH00039
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andreas Christos Ekkesies
IRN ACE01024
- CF21 Investment Adviser (15 May 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 15 May 2003)
Andrew Barker
IRN AXB00066
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Andrew Brian McDonald
IRN ABM00017
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew Charles Coulman
IRN AXC00169
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew Craig Sumner
IRN ACS00037
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew David Barker
IRN ADB00056
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Andrew David Briggs
IRN ADB01086
- CF29 Significant management (9 Sep 2009 to 6 Apr 2010)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.