Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (1 Nov 2007 to 23 Apr 2009)
    • CF13 Finance (1 Jan 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2003)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF1 Director (12 Jan 2004 to 17 Sep 2007)
    • CF13 Finance (1 Jan 2004 to 17 Sep 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2003)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF14 Risk Assessment (24 Jan 2003 to 31 Dec 2003)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2003)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2003)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF14 Risk Assessment (1 Dec 2001 to 30 Dec 2003)
  • esure Insurance Limited (no longer approved here)

    FRN 203350

    • CF14 Risk Assessment (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.