HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Donald MacKechnie
IRN DXM01896
- [PRA CF] Managing a material risk taker (since 26 Apr 2024)
- [FCA CF] Manager of certification employee (since 3 Oct 2022)
- [PRA CF] Managing a material risk taker (3 Oct 2022 to 14 Dec 2022)
- CF11 Money Laundering Reporting (1 Aug 2011 to 15 Jun 2012)
- CF28 Systems and controls (29 Jun 2009 to 15 Jun 2012)
- CF10 Compliance Oversight (29 Jun 2009 to 15 Jun 2012)
Donald Malcolm Montgomery
IRN DMM00047
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Donna Elizabeth Young
IRN DEK01021
- CF21 Investment Adviser (25 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (25 Sep 2002 to 25 Mar 2003)
Donna Marie Bowey
IRN DMW00048
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Donna Marie Macdonald
IRN DMB00078
- CF21 Investment Adviser (24 Sep 2002 to 28 Mar 2003)
Douglas Alexander Noble
IRN DAN00004
- CF21 Investment Adviser (1 Jan 2002 to 5 Jun 2003)
Douglas Anthony Hird
IRN DAH00061
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Douglas Matthew Morrison
IRN DMM00015
- CF21 Investment Adviser (1 Jan 2002 to 5 Jun 2003)
Douglas Paul Dickinson
IRN DPD00007
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Duane Edward Lent
IRN DEL01027
- CF22 Investment Adviser (Trainee) (17 Dec 2002 to 16 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.