HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Duncan Ashley Briggs
IRN DAB00076
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Duncan George Robin Ferguson
IRN DGF01023
- CF2 Non Executive Director (23 Sep 2003 to 31 Dec 2007)
Dusan Savic
IRN DXS01421
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Eamonn Joseph O'Connor
IRN EJO00004
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Edward Christopher Hinks
IRN ECH00001
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Edward John Ferriman
IRN EJF00015
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2003)
Elaine Marie Dench
IRN EMD00005
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Elaine Turner
IRN EXT00007
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Eleanor Lewis
IRN EXB00044
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Eleanor Margaret Bruce
IRN EMB00006
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.