HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Shand Balfour
IRN DSB01071
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
David Simpson
IRN DFS00013
- CF21 Investment Adviser (25 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (20 Dec 2002 to 25 Mar 2003)
David Spencer
IRN DXS00212
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
David Steven Williams
IRN DSW00016
- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
David Steven Wright
IRN DSW00019
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
David Stroud
IRN DXS00131
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
David Walter Eckford
IRN DWE01018
- CF22 Investment Adviser (Trainee) (20 Dec 2002 to 5 Jun 2003)
David William Brill
IRN DWB00049
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
David William Mark Painter
IRN DWP01052
- CF22 Investment Adviser (Trainee) (10 Dec 2002 to 5 Jun 2003)
David William Walker
IRN DWW00017
- CF22 Investment Adviser (Trainee) (20 May 2003 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.