David William Mark Painter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2024)
    • [FCA CF] Client dealing (since 11 Apr 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Feb 2024)
    • CF30 Customer (12 Mar 2012 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (4 Oct 2011 to 23 Mar 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (17 Jan 2007 to 20 Feb 2007)
    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 17 Jan 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (10 Dec 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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