HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Brian Frederick Stuart Holmes
IRN BFH00001
- CF16 Significant Mgt (Desgntd Investment Business) (30 Jan 2002 to 5 Jun 2003)
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Brian James Duffin
IRN BJD01038
- CF2 Non Executive Director (2 Jan 2008 to 18 Mar 2010)
Brian James McCready
IRN BJM01183
- [FCA CF] Client dealing (21 Feb 2020 to 23 Sep 2020)
- [PRA CF] Significant risk taker or Material risk taker (21 Feb 2020 to 23 Sep 2020)
- [FCA CF] Material risk taker (21 Feb 2020 to 23 Sep 2020)
Brian John Leitch
IRN BJL00014
- CF22 Investment Adviser (Trainee) (13 May 2003 to 5 Jun 2003)
Brian McClure
IRN BXM00066
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)
Brian Thomas Richards
IRN BTR00003
- CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
Bruce Edward MacGregor Pearce
IRN BEP00003
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Bryan Thomas Crank
IRN BTC00001
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Calum John Yuill
IRN CJY00003
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Carl Anthony Higham
IRN CAH00075
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.