Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lighthouse Advisory Services Limited
FRN 195199
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 16 Dec 2013)
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Lighthouse Financial Advice Limited
FRN 225502
- (11)Employed By (since 16 Dec 2013)
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- (1)Employed By (26 Jun 2013 to 25 Nov 2013)
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- CF30 Customer (28 Nov 2012 to 25 Nov 2013)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AC Wealth Solutions Limited
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controlled function added: (1)Employed By at AC Wealth Solutions Limited