HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paula-Jane Mackellar
IRN PXM01521
- CF21 Investment Adviser (22 Jan 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 22 Jan 2003)
Penelope Jane Deakin
IRN PJD00077
- CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Perry Ian Thomas
IRN PIT01007
- CF10 Compliance Oversight (19 Oct 2015 to 12 Dec 2018)
- CF28 Systems and controls (19 Oct 2015 to 8 Dec 2019)
Peter Andrew I'Anson
IRN PAI01016
- CF21 Investment Adviser (13 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Mar 2003)
Peter Andrew Nutini
IRN PAN00007
- CF21 Investment Adviser (1 Jan 2002 to 5 Jun 2003)
Peter Anthony Green
IRN PAG00065
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Peter Anthony Sudlow
IRN PAS00107
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Peter Charles Wycherley
IRN PCW00015
- CF22 Investment Adviser (Trainee) (19 Mar 2003 to 5 Jun 2003)
Peter Connelly
IRN PXC00186
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Peter Currie
IRN PXC00225
- CF21 Investment Adviser (24 Sep 2002 to 11 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.