Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 May 2024)
    • CF30 Customer (9 Jun 2010 to 1 May 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Feb 2010 to 2 Mar 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Feb 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.