HBOS Investment Fund Managers Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robin David MacPherson
IRN RDM00014
- (733)CF22 Investment Adviser (Trainee) (20 May 2003 to 5 Jun 2003)
Robin Donald Lochhead
IRN RDL00023
- (1021)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Jan 2002)
Robin Nicholas Smith
IRN RNS00020
- (1376)CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- (1375)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
Robin O'Brian Reid
IRN ROR01002
- (1229)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Robin Philip Olorenshaw
IRN RPO01015
- (48)CF20 Significant Mgt (Settlements) (14 Oct 2002 to 10 Jan 2003)
Robin Raeburn Clements
IRN RRC00001
- (438)CF22 Investment Adviser (Trainee) (16 Sep 2002 to 5 Jun 2003)
Robin Sampat
IRN RXS00095
- (1409)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Robin Smith
IRN RDS01117
- (1486)[FCA CF] Material risk taker (29 Sep 2020 to 1 Jan 2021)
- (1485)[PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 1 Jan 2021)
- (1487)[FCA CF] CASS oversight function (4 Feb 2020 to 1 Jan 2021)
Robin Turner
IRN RXT00024
- (1051)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
Roderick Menzies Morrison
IRN RMM00043
- (63)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
- (62)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.