HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Roger Charles Dix
IRN RCD01059
- (1243)CF28 Systems and controls (1 Nov 2007 to 31 Mar 2009)
- (1244)CF14 Risk Assessment (16 Oct 2006 to 31 Oct 2007)
Roger William McKenzie
IRN RWM00041
- (587)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Ronald Alisdair Matthews
IRN RAM00045
- (691)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Ronald Frank Cameron Taylor
IRN RFT01015
- (1725)CF3 Chief Executive (11 Mar 2016 to 31 Dec 2017)
- (1726)CF1 Director (30 Jul 2014 to 31 Dec 2017)
Ronald James McCallum
IRN RJM00135
- (652)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Jun 2003)
Ronald Walker Balmer
IRN RWB00029
- (968)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Ronald William Marrs
IRN RWM00045
- (1171)CF21 Investment Adviser (11 Jun 2003 to 11 Jun 2003)
- (1170)CF22 Investment Adviser (Trainee) (28 Feb 2003 to 11 Jun 2003)
Ronan Quinn McBride
IRN RQM00001
- (646)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Jun 2003)
Rosalind Ann Treadwell
IRN RAT00007
- (505)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Rosemary Beers
IRN RXB00229
- (699)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (1828)SMF17 Money Laundering Reporting Officer (MLRO)
14 hours ago
controlled function added: (1827)SMF1 Chief Executive
14 hours ago
controlled function added: (1826)SMF3 Executive Director
14 hours ago
controlled function added: (1825)CF21 Investment Adviser
14 hours ago
controlled function added: (1824)CF2 Non Executive Director
14 hours ago
controlled function added: (1823)CF11 Money Laundering Reporting
14 hours ago
controlled function added: (1822)CF1 Director
14 hours ago
controlled function added: (1821)CF3 Chief Executive
14 hours ago
controlled function added: (1820)CF29 Significant management
14 hours ago
controlled function added: (1819)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.