HBOS Investment Fund Managers Limited

Date authorised
1 April 2013
Companies House
00941082
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +4403453661513
    Web
    https://www.halifax.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +4403453661513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter David Barker

    IRN PDB00009

    • (216)CF21 Investment Adviser (1 Dec 2001 to 31 May 2003)
  • Peter David Hickman

    IRN PDH01103

    • (784)CF28 Systems and controls (1 Nov 2007 to 16 Jan 2009)
    • (785)CF14 Risk Assessment (20 Aug 2007 to 31 Oct 2007)
    • (787)CF10 Compliance Oversight (20 Aug 2007 to 16 Jan 2009)
    • (786)CF13 Finance (16 May 2005 to 31 Oct 2007)
  • Peter Francis Fields

    IRN PFF01007

    • (1682)CF22 Investment Adviser (Trainee) (5 Dec 2002 to 5 Jun 2003)
  • Peter Graham Groves

    IRN PGG00016

    • (213)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
  • Peter Harvey Smith

    IRN PHS00008

    • (380)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Peter James Skardon

    IRN PJS00071

    • (1080)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2003)
  • Peter John Fermer

    IRN PXF00046

    • (306)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Peter John Fitzgerald

    IRN PJF01130

    • (20)SMF3 Executive Director (since 2 Mar 2026)
  • Peter John Harman

    IRN PJH00050

    • (477)CF21 Investment Adviser (27 Aug 2002 to 23 Apr 2003)
  • Peter John Young

    IRN PJY00009

    • (743)CF21 Investment Adviser (18 Feb 2002 to 5 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (4)[FCA CF] Material risk taker

  2. controlled function added: (3)[FCA CF] Client dealing

  3. controlled function added: (2)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (1)[FCA CF] CASS oversight function

  5. controlled function added: (1834)CF10 Compliance Oversight

  6. controlled function added: (1833)CF11 Money Laundering Reporting

  7. controlled function added: (1832)CF14 Risk Assessment

  8. controlled function added: (1831)CF10 Compliance Oversight

  9. controlled function added: (1830)CF11 Money Laundering Reporting

  10. controlled function added: (1829)SMF16 Compliance Oversight

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