Peter David Hickman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF28 Systems and controls (1 Nov 2007 to 16 Jan 2009)
    • CF10 Compliance Oversight (20 Aug 2007 to 16 Jan 2009)
    • CF14 Risk Assessment (20 Aug 2007 to 31 Oct 2007)
    • CF13 Finance (16 May 2005 to 31 Oct 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF28 Systems and controls (1 Nov 2007 to 16 Jan 2009)
    • CF10 Compliance Oversight (20 Aug 2007 to 16 Jan 2009)
    • CF14 Risk Assessment (20 Aug 2007 to 31 Oct 2007)
    • CF13 Finance (16 May 2005 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (1 Nov 2007 to 16 Jan 2009)
    • CF10 Compliance Oversight (20 Aug 2007 to 16 Jan 2009)
    • CF14 Risk Assessment (20 Aug 2007 to 31 Oct 2007)
    • CF13 Finance (1 Nov 2004 to 31 Oct 2007)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF28 Systems and controls (1 Nov 2007 to 16 Jan 2009)
    • CF14 Risk Assessment (20 Aug 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (20 Aug 2007 to 16 Jan 2009)
    • CF13 Finance (16 May 2005 to 31 Oct 2007)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF28 Systems and controls (1 Nov 2007 to 16 Jan 2009)
    • CF10 Compliance Oversight (20 Aug 2007 to 16 Jan 2009)
    • CF14 Risk Assessment (20 Aug 2007 to 31 Oct 2007)
    • CF13 Finance (16 May 2005 to 31 Oct 2007)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF28 Systems and controls (1 Nov 2007 to 16 Jan 2009)
    • CF14 Risk Assessment (20 Aug 2007 to 31 Oct 2007)
    • CF13 Finance (16 May 2005 to 31 Oct 2007)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • CF28 Systems and controls (1 Nov 2007 to 16 Jan 2009)
    • CF14 Risk Assessment (20 Aug 2007 to 31 Oct 2007)
    • CF13 Finance (16 May 2005 to 31 Oct 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF10 Compliance Oversight (20 Aug 2007 to 17 Sep 2007)
    • CF14 Risk Assessment (6 Jul 2006 to 15 Jun 2007)
    • CF13 Finance (1 Nov 2004 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.