HBOS Investment Fund Managers Limited

Date authorised
1 April 2013
Companies House
00941082
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +4403453661513
    Web
    https://www.halifax.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +4403453661513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robin David MacPherson

    IRN RDM00014

    • (733)CF22 Investment Adviser (Trainee) (20 May 2003 to 5 Jun 2003)
  • Robin Donald Lochhead

    IRN RDL00023

    • (1021)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Jan 2002)
  • Robin Nicholas Smith

    IRN RNS00020

    • (1376)CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
    • (1375)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)
  • Robin O'Brian Reid

    IRN ROR01002

    • (1229)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Robin Philip Olorenshaw

    IRN RPO01015

    • (48)CF20 Significant Mgt (Settlements) (14 Oct 2002 to 10 Jan 2003)
  • Robin Raeburn Clements

    IRN RRC00001

    • (438)CF22 Investment Adviser (Trainee) (16 Sep 2002 to 5 Jun 2003)
  • Robin Sampat

    IRN RXS00095

    • (1409)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
  • Robin Smith

    IRN RDS01117

    • (1485)[PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 1 Jan 2021)
    • (1486)[FCA CF] Material risk taker (29 Sep 2020 to 1 Jan 2021)
    • (1487)[FCA CF] CASS oversight function (4 Feb 2020 to 1 Jan 2021)
  • Robin Turner

    IRN RXT00024

    • (1051)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
  • Roderick Menzies Morrison

    IRN RMM00043

    • (62)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2003)
    • (63)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (14)[PRA CF] Managing a material risk taker

  2. controlled function added: (13)SMF1 Chief Executive

  3. controlled function added: (12)SMF3 Executive Director

  4. controlled function added: (11)Director of firm who is not a certification employee or a SMF manager

  5. controlled function added: (10)[FCA CF] Manager of certification employee

  6. controlled function added: (9)[PRA CF] Managing a material risk taker

  7. controlled function added: (8)[FCA CF] Significant management

  8. controlled function added: (7)[FCA CF] Material risk taker

  9. controlled function added: (6)[FCA CF] Client dealing

  10. controlled function added: (5)[PRA CF] Significant risk taker or Material risk taker

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