HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter Stuart Dobson
IRN PSD00021
- (428)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Peter William Arnell
IRN PWA01010
- (706)CF21 Investment Adviser (4 Dec 2002 to 5 Jun 2003)
- (705)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 4 Dec 2002)
Peter William Calbraith
IRN PWC00008
- (500)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
Philip Andrew Hodkinson
IRN PAH01115
- (925)CF1 Director (1 Dec 2001 to 28 Jul 2005)
Philip Anthony Hall
IRN PAH00108
- (183)CF21 Investment Adviser (13 Mar 2003 to 5 Jun 2003)
- (182)CF22 Investment Adviser (Trainee) (11 Nov 2002 to 13 Mar 2003)
Philip Duncan Loney
IRN PDL01017
- (831)CF8 Apportionment and Oversight (7 Apr 2010 to 27 Sep 2011)
- (832)CF3 Chief Executive (7 Apr 2010 to 27 Sep 2011)
- (833)CF1 Director (21 Jan 2010 to 27 Sep 2011)
Philip James Fairclough
IRN PJF00041
- (278)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Philip John Howells
IRN PJH00063
- (482)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Philip Robert Grant
IRN PRG01073
- (1506)SMF3 Executive Director (9 Dec 2019 to 10 Nov 2022)
- (1507)CF1 Director (29 Aug 2019 to 8 Dec 2019)
Philip Stafford
IRN PXS00158
- (871)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.