Hayfin Emerald Management LLP

• Principal Place of Business

  65 Davies Street

  London

  W1K 5JL

  UNITED KINGDOM

  Phone

  +442070742900

  Web

  http://hayfin.com

• Complaints Contact

  65 Davies Street

  London

  W1K 5JL

  UNITED KINGDOM

  Phone

  +442070742900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Conor James Mitchell

  IRN CXM00628

  • [FCA CF] Client dealing (18 Mar 2022 to 30 Jan 2026)
• David Earl Rushford

  IRN DER01059

  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 29 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Feb 2024)
  • CF11 Money Laundering Reporting (19 Feb 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Feb 2018 to 8 Dec 2019)
  • CF4 Partner (19 Feb 2018 to 8 Dec 2019)
• Evert Johannes Robertus Wamsteker

  IRN EJW01042

  • [FCA CF] Client dealing (15 Mar 2021 to 17 Aug 2023)
  • CF30 Customer (3 May 2019 to 8 Dec 2019)
• Giacomo Gaspari

  IRN GXG40128

  • [FCA CF] Client dealing (9 Mar 2022 to 1 May 2023)
• Gina Jo Germano

  IRN GXP01246

  • [FCA CF] Manager of certification employee (since 12 Mar 2021)
  • [FCA CF] Client dealing (since 12 Mar 2021)
  • [FCA CF] Significant management (since 12 Mar 2021)
  • [FCA CF] Material risk taker (since 12 Mar 2021)
  • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
• Glenn Noel Clarke

  IRN GXC01314

  • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
• Jacob Ewen

  IRN JXE00416

  • [FCA CF] Client dealing (since 28 Jan 2026)
• James Michael Wilson

  IRN JXW42035

  • [FCA CF] Client dealing (9 Mar 2022 to 11 Jul 2025)
• Jason Late

  IRN JXL01821

  • [FCA CF] Significant management (since 6 Aug 2025)
  • [FCA CF] Material risk taker (since 6 Aug 2025)
  • [FCA CF] Manager of certification employee (since 6 Aug 2025)
  • [FCA CF] Client dealing (since 6 Aug 2025)
• John William Prior

  IRN JXP17752

  • [FCA CF] Client dealing (12 Mar 2021 to 30 Apr 2024)
  • CF30 Customer (1 Aug 2019 to 8 Dec 2019)

No changes recorded yet.