David Earl Rushford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hayfin Capital Management LLP
FRN 503730
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Feb 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 29 Feb 2024)
- CF4 Partner (23 Jun 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Jun 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 Jun 2010 to 8 Dec 2019)
- CF30 Customer (23 Jun 2010 to 10 Jun 2019)
Hayfin Emerald Management LLP
FRN 789570
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 29 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Feb 2024)
- CF10 Compliance Oversight (19 Feb 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Feb 2018 to 8 Dec 2019)
- CF4 Partner (19 Feb 2018 to 8 Dec 2019)
Apollo Management International LLP (no longer approved here)
FRN 452877
- CF10 Compliance Oversight (2 Dec 2008 to 17 Jul 2009)
- CF11 Money Laundering Reporting (2 Dec 2008 to 17 Jul 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.