Date authorised
19 February 2018
Companies House
OC418668
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +442070742900
  • Complaints Contact

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +442070742900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Juan Fuster

    IRN JXF00420

    • [FCA CF] Client dealing (since 29 Oct 2024)
  • Kevin Sarafilovic

    IRN KXS01389

    • SMF27 Partner (since 1 Apr 2025)
  • Lara Dressler

    IRN LXD00350

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2024)
    • SMF16 Compliance Oversight (since 26 Feb 2024)
  • Lewis Cheng-Yuen Tan

    IRN LCT01026

    • [FCA CF] Client dealing (15 Mar 2021 to 17 Aug 2023)
    • CF30 Customer (12 Jul 2019 to 8 Dec 2019)
  • Mark James Tognolini

    IRN MJT01189

    • SMF1 Chief Executive (since 18 Mar 2025)
    • [FCA CF] Client dealing (since 10 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (19 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
  • Martin Gregg Drennan

    IRN MGD01043

    • [FCA CF] Client dealing (since 6 Aug 2025)
  • Matthew Gregory Supranowicz

    IRN MGS01155

    • [FCA CF] Client dealing (15 Mar 2021 to 2 Aug 2024)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
  • Matthew Philip Houghton

    IRN MXH03336

    • [FCA CF] Client dealing (since 8 Oct 2025)
  • Matthias Cure

    IRN MXC39919

    • [FCA CF] Client dealing (since 14 Jul 2023)
  • Michael Harry McClean

    IRN MXM01172

    • [FCA CF] Client dealing (29 Jun 2023 to 21 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

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