Date authorised
19 February 2018
Companies House
OC418668
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +442070742900
  • Complaints Contact

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +442070742900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Tye

    IRN MXT00775

    • [FCA CF] Client dealing (since 28 Jan 2026)
  • Neil Richard Syers

    IRN NRS01062

    • SMF27 Partner (9 Dec 2019 to 17 Mar 2025)
    • CF4 Partner (19 Feb 2018 to 8 Dec 2019)
  • Nicholas James Thomson

    IRN NJT01049

    • [FCA CF] Client dealing (10 Mar 2021 to 30 May 2025)
    • [FCA CF] Material risk taker (10 Mar 2021 to 30 May 2025)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
  • Raj Paranandi

    IRN RXP81375

    • SMF27 Partner (since 14 Jul 2025)
  • Ronald Key Lon Lo

    IRN RXL00399

    • [FCA CF] Client dealing (since 17 Apr 2024)
  • Samantha Mei Reeve

    IRN SXR00572

    • [FCA CF] Client dealing (5 Aug 2022 to 28 Feb 2025)
  • Thomas Lennox Hovenden

    IRN TXH00351

    • [FCA CF] Client dealing (since 17 Jul 2025)
  • Thomas Marc Alain Mauduit

    IRN TXM00465

    • [FCA CF] Client dealing (since 21 Nov 2024)
  • Timothy B Flynn

    IRN TXF01043

    • [FCA CF] Client dealing (since 10 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (19 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
    • CF3 Chief Executive (19 Feb 2018 to 8 Dec 2019)
  • Xunhua Wong

    IRN XXW01017

    • [FCA CF] Client dealing (since 10 Mar 2021)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.