Date authorised
1 April 2013
Companies House
OC346320
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +4402070742900
  • Complaints Contact

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +4402070742900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georgia Michailidou

    IRN GXM00250

    • [FCA CF] Client dealing (since 11 Mar 2021)
  • Giacomo Gaspari

    IRN GXG40128

    • [FCA CF] Client dealing (15 Mar 2021 to 1 May 2023)
  • Gina Jo Germano

    IRN GXP01246

    • [FCA CF] Manager of certification employee (since 12 Mar 2021)
    • [FCA CF] Significant management (since 12 Mar 2021)
    • [FCA CF] Material risk taker (since 12 Mar 2021)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • CF4 Partner (22 Dec 2015 to 4 Dec 2019)
    • CF30 Customer (22 Dec 2015 to 8 Dec 2019)
  • Glenn Noel Clarke

    IRN GXC01314

    • CF30 Customer (21 Nov 2013 to 8 Dec 2019)
  • Glenn Peter Jonathan Earle

    IRN GPE01005

    • CF4 Partner (19 May 2016 to 31 Dec 2017)
  • Gonzalo Erroz

    IRN GXE01129

    • [FCA CF] Manager of certification employee (since 1 Oct 2025)
    • [FCA CF] Significant management (since 1 Oct 2025)
    • [FCA CF] Material risk taker (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 1 Oct 2025)
    • [FCA CF] Client dealing (11 Mar 2021 to 10 Mar 2022)
    • CF30 Customer (3 Oct 2019 to 8 Dec 2019)
  • Gordon Andrew Holmes

    IRN GAH01146

    • CF4 Partner (21 Feb 2011 to 7 Aug 2017)
  • Grethe Tang Dalsgaard

    IRN GXD00171

    • [FCA CF] Client dealing (since 14 Mar 2024)
  • Guy Beetham Maurice Du Parc Braham

    IRN GBD01008

    • [FCA CF] Client dealing (since 15 Mar 2021)
    • [FCA CF] Material risk taker (since 15 Mar 2021)
    • [FCA CF] Significant management (15 Mar 2021 to 17 Jul 2025)
    • CF4 Partner (13 Jun 2012 to 4 Dec 2019)
    • CF30 Customer (13 Jun 2012 to 8 Dec 2019)
  • Hanyue Zhang

    IRN HXZ00029

    • [FCA CF] Client dealing (23 Nov 2022 to 24 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.