Date authorised
1 April 2013
Companies House
OC346320
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +4402070742900
  • Complaints Contact

    65 Davies Street
    London
    W1K 5JL
    UNITED KINGDOM
    Phone
    +4402070742900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Peter Kinn

    IRN HXK00208

    • [FCA CF] Client dealing (since 17 Apr 2023)
  • Helen Armelle Theoval

    IRN HXT00125

    • [FCA CF] Client dealing (21 Sep 2022 to 1 Apr 2026)
  • Hoesli Frederick Labhart

    IRN HFL01006

    • CF30 Customer (23 Jun 2010 to 28 Feb 2011)
    • CF4 Partner (23 Jun 2010 to 28 Feb 2011)
  • Hoi-Kay Jessica Chung

    IRN HXC00186

    • [FCA CF] Client dealing (15 Jun 2022 to 10 Apr 2026)
  • Howard Mitchell Rowe

    IRN HMR01018

    • [FCA CF] Manager of certification employee (since 15 Mar 2021)
    • [FCA CF] Client dealing (since 15 Mar 2021)
    • [FCA CF] Material risk taker (since 15 Mar 2021)
    • [FCA CF] Significant management (since 15 Mar 2021)
    • CF4 Partner (11 Nov 2011 to 4 Dec 2019)
    • CF30 Customer (28 Jan 2011 to 8 Dec 2019)
  • Iakhia Azashikov

    IRN IXA39106

    • [FCA CF] Client dealing (14 Mar 2024 to 31 Mar 2025)
  • Isidro Fernandez III

    IRN IXF01102

    • CF30 Customer (28 Jun 2011 to 5 Aug 2013)
  • Jack Steven Richardson

    IRN JXR69826

    • [FCA CF] Client dealing (11 Mar 2021 to 31 Mar 2025)
  • Jack Thompson

    IRN JXT00517

    • [FCA CF] Manager of certification employee (17 Jul 2025 to 19 Mar 2026)
    • [FCA CF] Client dealing (12 Oct 2022 to 19 Mar 2026)
  • Jacob Ewen

    IRN JXE00416

    • [FCA CF] Client dealing (since 28 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.