Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2026)
    • SMF16 Compliance Oversight (since 27 Jan 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 27 Jan 2026)
    • SMF27 Partner (9 Dec 2019 to 27 Jan 2026)
    • CF3 Chief Executive (25 Oct 2019 to 8 Dec 2019)
    • CF4 Partner (7 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (6 Feb 2018 to 8 Dec 2019)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • SIMF14 Senior Independent Director (20 Oct 2016 to 16 Jan 2018)
    • CF2 Non Executive Director (30 Mar 2015 to 6 Mar 2016)
    • CF1 Director (12 Jul 2007 to 5 Aug 2011)
  • Hayfin Capital Management LLP (no longer approved here)

    FRN 503730

    • CF4 Partner (19 May 2016 to 31 Dec 2017)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF1 Director (3 Apr 2006 to 5 Aug 2011)
    • CF8 Apportionment and Oversight (3 Apr 2006 to 31 Oct 2007)
    • CF3 Chief Executive (3 Apr 2006 to 5 Aug 2011)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF1 Director (3 Apr 2006 to 8 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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