Hassium Asset Management LLP

Date authorised
1 April 2013
Companies House
OC320631
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hassium Asset Management LLP
    Ground Floor
    21 Upper Brook street
    Mayfair
    London
    W1K 7PY
    UNITED KINGDOM
    Phone
    +4407768575575
    Web
    https://www.hassium.co.uk

  • Complaints Contact

    Hassium Asset Management LLP
    Ground Floor
    21 Upper Brook street
    Mayfair
    London
    W1K 7PY
    UNITED KINGDOM
    Phone
    +4407768575575

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Oliver Davies

    IRN NOD00008

    • [FCA CF] Client dealing (17 Mar 2021 to 18 Mar 2022)
    • CF30 Customer (29 Jun 2018 to 8 Dec 2019)
  • Paul John Sarosy

    IRN PXS01279

    • [FCA CF] Client dealing (17 Mar 2021 to 31 Aug 2025)
    • SMF24 Chief Operations (24 Mar 2020 to 24 Apr 2024)
    • SMF16 Compliance Oversight (24 Mar 2020 to 22 Sep 2022)
    • CF30 Customer (19 Oct 2018 to 8 Dec 2019)
  • Richard Charles Worts

    IRN RCW01058

    • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
    • CF27 Investment Management (8 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Nov 2006 to 31 Oct 2007)
  • Robert Peter Slater

    IRN RPS01133

    • CF30 Customer (26 Jul 2016 to 3 Jun 2019)
  • Sarah Fullerton

    IRN SXF01198

    • CF30 Customer (1 Nov 2007 to 20 Mar 2008)
    • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
  • Simon Black

    IRN SJB01528

    • CF4 Partner (28 Aug 2012 to 1 Aug 2018)
    • CF30 Customer (1 Jan 2008 to 1 Aug 2018)
  • Simon Pinckney

    IRN SPP01034

    • SMF3 Executive Director (15 Mar 2022 to 25 May 2023)
    • [FCA CF] Client dealing (17 Mar 2021 to 29 Feb 2024)
  • Thomas David Guy Arculus

    IRN TDA01015

    • CF4 Partner (22 May 2014 to 31 May 2015)
  • Turicum Private Bank .

    IRN TXX00010

    • SMF27 Partner (since 17 Oct 2025)
  • Yogesh Kumar Dewan

    IRN YKD01001

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (18 Jul 2023 to 17 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jul 2023 to 17 Jul 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Nov 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Nov 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Nov 2006 to 31 Oct 2007)
    • CF27 Investment Management (8 Nov 2006 to 31 Oct 2007)
    • CF3 Chief Executive (8 Nov 2006 to 8 Dec 2019)
    • CF4 Partner (8 Nov 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (8 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.