Simon Pinckney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hassium Asset Management LLP (no longer approved here)

    FRN 458250

    • SMF3 Executive Director (15 Mar 2022 to 25 May 2023)
    • [FCA CF] Client dealing (17 Mar 2021 to 29 Feb 2024)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (24 May 2018 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (23 Jun 2014 to 6 Mar 2016)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (17 Nov 2004 to 16 Jun 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 20 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.