Harpenden Building Society

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Buy-to-Let Mortgage Admin
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Buy-to-Let Mortgage Lending
Mortgage Servicing

For Customer, Regulated mortgage contract
P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Buy-to-Let Start Date
Buy-to-Let Status
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

Tracie Meadows
IRN TXP06399
- Responsibility for MCD Intermediation (since 1 May 2024)
- SMF1 Chief Executive (since 1 May 2024)
- Responsible for Insurance Distribution (1 May 2024 to 20 Mar 2025)
Tracy Campbell
IRN TXC00295
- [PRA CF] Significant risk taker or Material risk taker (8 Sep 2022 to 31 Oct 2023)
- [FCA CF] Significant management (8 Sep 2022 to 31 Oct 2023)
- [FCA CF] Material risk taker (8 Sep 2022 to 31 Oct 2023)
Trevor John Barratt
IRN TXB01408
- Director of firm who is not a certification employee or a SMF manager (since 2 Jan 2025)
William Purdy
IRN WXP00003
- [FCA CF] Significant management (25 Sep 2020 to 31 Dec 2020)
- [PRA CF] Key function holder (25 Sep 2020 to 31 Dec 2020)
- [PRA CF] Significant risk taker or Material risk taker (25 Sep 2020 to 31 Dec 2020)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.