Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Harpenden Building Society
FRN 157260
- Responsibility for MCD Intermediation (since 1 May 2024)
- SMF1 Chief Executive (since 1 May 2024)
- Responsible for Insurance Distribution (1 May 2024 to 20 Mar 2025)
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- SMF6 Head of Key Business Areas (6 Jul 2021 to 30 Sep 2023)
- Responsibility for MCD Intermediation (6 Jul 2021 to 30 Sep 2023)
- [PRA CF] Managing a material risk taker (2 Jun 2021 to 7 Jul 2021)
- [FCA CF] Significant management (2 Jun 2021 to 7 Jul 2021)
- [FCA CF] Material risk taker (2 Jun 2021 to 7 Jul 2021)
- [PRA CF] Significant risk taker or Material risk taker (2 Jun 2021 to 7 Jul 2021)
- [FCA CF] Manager of certification employee (2 Jun 2021 to 7 Jul 2021)
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- [PRA CF] Managing a material risk taker (4 Nov 2019 to 3 Feb 2020)
- [FCA CF] Manager of certification employee (4 Nov 2019 to 3 Feb 2020)
- [FCA CF] Material risk taker (4 Nov 2019 to 3 Feb 2020)
- [PRA CF] Significant risk taker or Material risk taker (4 Nov 2019 to 3 Feb 2020)
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- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 7 Jan 2021)
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- [FCA CF] Material risk taker (9 Jul 2018 to 7 Feb 2019)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 3 Feb 2020)
- [PRA CF] Managing a material risk taker (1 Jul 2018 to 3 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.