Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 1 May 2024)
    • SMF1 Chief Executive (since 1 May 2024)
    • Responsible for Insurance Distribution (1 May 2024 to 20 Mar 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF6 Head of Key Business Areas (6 Jul 2021 to 30 Sep 2023)
    • Responsibility for MCD Intermediation (6 Jul 2021 to 30 Sep 2023)
    • [PRA CF] Managing a material risk taker (2 Jun 2021 to 7 Jul 2021)
    • [FCA CF] Significant management (2 Jun 2021 to 7 Jul 2021)
    • [FCA CF] Material risk taker (2 Jun 2021 to 7 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (2 Jun 2021 to 7 Jul 2021)
    • [FCA CF] Manager of certification employee (2 Jun 2021 to 7 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (4 Nov 2019 to 3 Feb 2020)
    • [FCA CF] Manager of certification employee (4 Nov 2019 to 3 Feb 2020)
    • [FCA CF] Material risk taker (4 Nov 2019 to 3 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (4 Nov 2019 to 3 Feb 2020)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 7 Jan 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Material risk taker (9 Jul 2018 to 7 Feb 2019)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 3 Feb 2020)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 3 Feb 2020)

Recent activity

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