Harpenden Building Society

• Principal Place of Business

  Harpenden Bldg Soc

  Mardall House 9-11

  Vaughan Road

  Harpenden

  Hertfordshire

  AL5 4HU

  UNITED KINGDOM

  Phone

  +4401582765411

  Web

  https://www.harpendenbs.co.uk

• Complaints Contact

  Harpenden Bldg Soc

  Mardall House 9-11

  Vaughan Road

  Harpenden

  Hertfordshire

  AL5 4HU

  UNITED KINGDOM

  Phone

  +4401582765411

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Richard Mason

  IRN RXM00222

  • [FCA CF] Material risk taker (17 Mar 2016 to 31 May 2022)
• Roger John Smith

  IRN RJS01244

  • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2008)
• Sarah Anne Howe

  IRN SAH01239

  • SMF24 Chief Operations (16 Jun 2021 to 17 Sep 2021)
  • Responsibility for MCD Intermediation (12 Mar 2019 to 17 Sep 2021)
  • Responsible for Insurance Distribution (12 Mar 2019 to 17 Sep 2021)
  • SMF1 Chief Executive (5 Feb 2019 to 17 Sep 2021)
• Shirine Vincent

  IRN SXV00233

  • [FCA CF] Significant management (since 10 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 10 Feb 2025)
  • [FCA CF] Material risk taker (since 10 Feb 2025)
• Sian Brook

  IRN SXB00699

  • [PRA CF] Significant risk taker or Material risk taker (31 May 2022 to 18 Aug 2022)
  • [FCA CF] Significant management (2 Jul 2021 to 18 Aug 2022)
  • [FCA CF] Material risk taker (2 Jul 2021 to 18 Aug 2022)
• Simon Gifford Thair

  IRN SGT01018

  • CF2 Non Executive Director (1 Dec 2001 to 18 Dec 2002)
• Simon Matthew Darby

  IRN SXD00562

  • [FCA CF] Material risk taker (since 1 Aug 2022)
  • [FCA CF] Significant management (since 1 Aug 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2022)
• Stephen Caldwell

  IRN SXC00670

  • [PRA CF] Significant risk taker or Material risk taker (since 31 May 2022)
  • [FCA CF] Material risk taker (since 14 Oct 2021)
  • [FCA CF] Significant management (since 14 Oct 2021)
• Stephen John Richardson

  IRN SJR01117

  • SMF13 Chair of the Nominations Committee (23 Apr 2021 to 19 Apr 2024)
  • SMF9 Chair of the Governing Body (14 Jun 2016 to 19 Apr 2024)
  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 14 Jun 2016)
  • CF2 Non Executive Director (24 Dec 2013 to 6 Mar 2016)
• Tina Angela Kokkinos

  IRN TXK00213

  • Director of firm who is not a certification employee or a SMF manager (11 May 2023 to 30 Jul 2025)

No changes recorded yet.