Harpenden Building Society

• Principal Place of Business

  Harpenden Bldg Soc

  Mardall House 9-11

  Vaughan Road

  Harpenden

  Hertfordshire

  AL5 4HU

  UNITED KINGDOM

  Phone

  +4401582765411

  Web

  https://www.harpendenbs.co.uk

• Complaints Contact

  Harpenden Bldg Soc

  Mardall House 9-11

  Vaughan Road

  Harpenden

  Hertfordshire

  AL5 4HU

  UNITED KINGDOM

  Phone

  +4401582765411

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Michael William Willis

  IRN MWW01030

  • CF2 Non Executive Director (1 Dec 2001 to 1 Jan 2014)
• Natasa Cavka-Sheppard

  IRN NXC56086

  • [PRA CF] Significant risk taker or Material risk taker (since 14 Apr 2025)
  • [FCA CF] Significant management (since 14 Apr 2025)
  • [FCA CF] Material risk taker (since 14 Apr 2025)
  • [FCA CF] Material risk taker (30 Jun 2021 to 31 May 2022)
  • [FCA CF] Manager of certification employee (30 Jun 2021 to 31 May 2022)
  • [PRA CF] Managing a material risk taker (12 Nov 2018 to 30 Jun 2021)
• Nigel Boothroyd

  IRN NXB01962

  • SMF9 Chair of the Governing Body (since 19 Apr 2024)
  • SMF12 Chair of the Remuneration Committee (23 Apr 2021 to 19 Apr 2024)
  • SMF14 Senior Independent Director (29 Dec 2020 to 19 Apr 2024)
  • Director of firm who is not a certification employee or a SMF manager (2 Jan 2019 to 8 Jan 2021)
• Nigel Stewart Terry

  IRN NST01018

  • CF2 Non Executive Director (1 Dec 2001 to 1 Jan 2015)
• Paul Graham Marsden

  IRN PGM01082

  • CF10 Compliance Oversight (3 Feb 2011 to 14 Oct 2015)
  • CF3 Chief Executive (1 Jan 2007 to 14 Oct 2015)
  • CF1 Director (23 May 2002 to 14 Oct 2015)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF13 Finance (1 Dec 2001 to 2 Jan 2007)
• Paul Vincent Smith

  IRN PVS01021

  • SMF12 Chair of the Remuneration Committee (19 May 2017 to 22 Feb 2019)
  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 1 Jun 2019)
  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 13 Dec 2018)
  • CF2 Non Executive Director (11 May 2011 to 6 Mar 2016)
• Peter Frederick Baynham

  IRN PFB01069

  • SMF11 Chair of the Audit Committee (6 Dec 2018 to 26 Oct 2020)
  • CF2 Non Executive Director (27 Oct 2014 to 6 Mar 2016)
• Philip Leslie Bannister

  IRN PLB01072

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 22 Nov 2019)
  • CF11 Money Laundering Reporting (1 Jan 2007 to 6 Mar 2016)
• Rajinderpaul Bains

  IRN RXB00033

  • SMF24 Chief Operations (15 Mar 2022 to 1 Apr 2022)
  • [FCA CF] Material risk taker (30 Mar 2020 to 16 Jun 2021)
  • [PRA CF] Key function holder (30 Mar 2020 to 16 Jun 2021)
  • [PRA CF] Significant risk taker or Material risk taker (30 Mar 2020 to 16 Jun 2021)
  • [PRA CF] Managing a material risk taker (30 Mar 2020 to 16 Jun 2021)
  • [FCA CF] Manager of certification employee (30 Mar 2020 to 16 Jun 2021)
  • [FCA CF] Significant management (30 Mar 2020 to 16 Jun 2021)
• Richard Doe

  IRN RXD01588

  • SMF24 Chief Operations (13 Jun 2022 to 6 Mar 2023)
  • SMF1 Chief Executive (25 Jan 2022 to 1 May 2024)
  • Director of firm who is not a certification employee or a SMF manager (9 Mar 2020 to 27 Sep 2021)

No changes recorded yet.