Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Charles Calvert

  IRN CCC01056

  • CF30 Customer (31 Dec 2012 to 14 Jun 2016)
• Christopher Charles Wordsworth

  IRN CCW01053

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Mar 2022)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Christopher Daniel Putland

  IRN CDP01060

  • CF30 Customer (28 May 2013 to 8 Dec 2019)
• Christopher David Barling

  IRN CDB01151

  • CF2 Non Executive Director (26 Aug 2010 to 7 Feb 2018)
• Christopher Frederick Hill

  IRN CFH01049

  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Aug 2023)
  • CF3 Chief Executive (13 Apr 2017 to 9 Dec 2019)
  • CF28 Systems and controls (1 Feb 2016 to 28 Nov 2017)
  • CF1 Director (1 Feb 2016 to 9 Dec 2019)
• Christopher James Horton

  IRN CJH01402

  • CF30 Customer (17 Jun 2016 to 1 Feb 2017)
• Christopher John Dancy

  IRN CJD00038

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 May 2022)
  • [FCA CF] Manager of certification employee (since 9 May 2022)
  • [FCA CF] Functions requiring qualifications (since 9 May 2022)
• Christopher John Morrison

  IRN CJM01391

  • CF30 Customer (22 Apr 2010 to 13 Dec 2013)
• Christopher Philip Bullock

  IRN CPB01087

  • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
  • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Jan 2007 to 2 Oct 2007)
• Christopher Worle

  IRN CJW01301

  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Nov 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Nov 2021)
  • CF1 Director (22 May 2015 to 9 Dec 2019)

No changes recorded yet.