Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 1 Jun 2022)
- CF30 Customer (since 28 Mar 2022)
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Christopher Wordsworth
FRN 972525
- Employed By (since 28 Mar 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 22 Mar 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Mar 2022)
- CF30 Customer (31 Dec 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.