Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2022)
    • CF30 Customer (since 28 Mar 2022)
    • Employed By (since 28 Mar 2022)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Mar 2022)
    • CF30 Customer (31 Dec 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.