Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sukhvinder Tony Singh Kehlar

  IRN STK01021

  • CF30 Customer (28 May 2013 to 11 Dec 2014)
• Sunny Seabrooke

  IRN SXS00651

  • SMF16 Compliance Oversight (since 22 Oct 2025)
  • [FCA CF] Manager of certification employee (22 Sep 2025 to 22 Oct 2025)
• Susan Rummings

  IRN SLR00021

  • CF22 Investment Adviser (Trainee) (21 Jan 2002 to 14 Feb 2003)
• Suzanne Lowther

  IRN SXL01314

  • CF30 Customer (22 May 2009 to 31 Dec 2009)
• Systta Khan

  IRN SXK00470

  • [FCA CF] Material risk taker (28 Apr 2022 to 31 Dec 2022)
• Tean Hatt

  IRN TXH01172

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Thomas Boyd Miller

  IRN TBM01020

  • CF22 Investment Adviser (Trainee) (1 Sep 2006 to 20 Sep 2007)
• Thomas Dominic Dimonaco

  IRN TDD01015

  • CF30 Customer (16 Dec 2013 to 7 May 2016)
• Thomas Floyd Bannister

  IRN TFB01035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Oct 2018 to 8 Dec 2019)
• Thomas Frederick Comerford

  IRN TFC01025

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 21 Feb 2024)
  • [FCA CF] Manager of certification employee (since 21 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 21 Feb 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
  • CF30 Customer (5 Apr 2016 to 8 Dec 2019)

No changes recorded yet.