Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Peter Robertson

  IRN SPR01103

  • CF2 Non Executive Director (19 Sep 2011 to 8 Dec 2019)
• Stephen Philip Lansdown

  IRN SPL01050

  • CF2 Non Executive Director (13 Sep 2010 to 23 Nov 2012)
  • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2007)
  • CF1 Director (1 Dec 2001 to 26 Aug 2010)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Stephen Pritchard

  IRN SXP02042

  • [FCA CF] Manager of certification employee (1 Nov 2021 to 21 Aug 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
  • CF28 Systems and controls (21 Mar 2017 to 8 Dec 2019)
• Steven Charles Hensley Richardson

  IRN SCR01084

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jan 2022)
  • CF30 Customer (10 Jul 2017 to 8 Dec 2019)
• Steven John Edwards

  IRN SJE00019

  • CF30 Customer (29 May 2013 to 8 Dec 2019)
• Steven Robert Nowosad

  IRN SRN01033

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Stuart Allan Detrafford Mills

  IRN SAM00087

  • CF30 Customer (10 Jun 2014 to 25 Aug 2015)
• Stuart Hardy

  IRN SXH02294

  • CF30 Customer (7 Jan 2014 to 1 Feb 2017)
• Stuart Pieter Bridge

  IRN SPB01093

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2023)
  • CF30 Customer (25 Feb 2013 to 8 Dec 2019)
• Stuart William Louden

  IRN SWL01026

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2022)
  • CF1 Director (22 Jul 2016 to 9 Dec 2019)

No changes recorded yet.