Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Rowland Cherry

  IRN SRC00014

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Simon Silvester Power

  IRN SXP01327

  • CF29 Significant management (15 Apr 2008 to 11 Jan 2012)
• Sion Kenny

  IRN SXK00803

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Nov 2025)
  • [FCA CF] Client dealing (since 14 Nov 2025)
• Sophie Corish

  IRN SXC17154

  • [FCA CF] Functions requiring qualifications (3 Sep 2021 to 14 Dec 2022)
  • [FCA CF] Client dealing (3 Sep 2021 to 14 Dec 2022)
  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Sophie Longmore

  IRN SMJ01110

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 10 Feb 2025)
  • [FCA CF] Client dealing (since 10 Feb 2025)
  • [FCA CF] Functions requiring qualifications (24 Aug 2022 to 21 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2021)
  • CF30 Customer (22 Feb 2013 to 8 Dec 2019)
• Stefan Bancroft

  IRN SXB17167

  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Stephen Andrew Walker

  IRN SAW00019

  • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
• Stephen James Bacon

  IRN SJB01577

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (31 Dec 2012 to 9 Sep 2015)
• Stephen James Lefley

  IRN SJL00055

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
• Stephen Jason Masters

  IRN SJM00156

  • CF30 Customer (1 Nov 2007 to 26 Aug 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.