Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 10 Feb 2025)
- [FCA CF] Client dealing (since 10 Feb 2025)
- [FCA CF] Functions requiring qualifications (24 Aug 2022 to 21 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2021)
- CF30 Customer (22 Feb 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.