Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew James Bryan-Harris

  IRN MJB01676

  • CF30 Customer (9 Jul 2014 to 8 Dec 2019)
• Matthew John Northover

  IRN MJN01048

  • CF21 Investment Adviser (8 Feb 2006 to 27 Feb 2006)
• Matthew Mai

  IRN MXM02678

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Matthew Parkes

  IRN MXP00763

  • [FCA CF] Material risk taker (11 Sep 2023 to 21 Aug 2024)
• Matthew Peter Hengel Jones

  IRN MPJ01041

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 2 Aug 2023)
• Matthew Richard Prosser

  IRN MXP00305

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
  • [FCA CF] Client dealing (since 16 Nov 2020)
• Michael Alan Slocombe

  IRN MAS01272

  • CF10 Compliance Oversight (23 Jul 2012 to 10 Jun 2014)
  • CF11 Money Laundering Reporting (5 Jan 2009 to 16 May 2012)
• Michael Calum Hetherington

  IRN MCH00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 11 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2024)
  • [FCA CF] Manager of certification employee (since 11 Jul 2024)
• Michael David Head

  IRN MXH00547

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 27 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 27 Nov 2023)
• Michael Gordon Blair

  IRN MXB02258

  • [FCA CF] Material risk taker (14 Jun 2021 to 6 Dec 2021)

No changes recorded yet.