Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Josef Licsauer

  IRN JXL17137

  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Joseph Demmery

  IRN JXD01012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 27 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 27 Mar 2025)
• Joseph Marcus Sykes

  IRN JMS01505

  • CF30 Customer (17 Nov 2016 to 1 Feb 2017)
• Joseph Windsor

  IRN JXW01016

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Jul 2025)
  • [FCA CF] Client dealing (since 30 Jul 2025)
• Josephine Grunwell

  IRN JXG00383

  • [FCA CF] Significant management (24 May 2023 to 21 Sep 2023)
• Joshua Alexander Hale

  IRN JAH01422

  • CF30 Customer (30 Jul 2012 to 1 Feb 2017)
• Joshua Charles Stuart

  IRN JCS01261

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2022)
  • CF30 Customer (27 Jul 2016 to 8 Dec 2019)
• Julian Maurice Bracey

  IRN JMB00036

  • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)
• Julian Paul Edward McBride

  IRN JPM01369

  • CF30 Customer (14 Apr 2015 to 18 Aug 2017)
• Julian Stuart Kaye

  IRN JSK01023

  • CF30 Customer (31 Dec 2012 to 29 Aug 2015)

No changes recorded yet.