Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Jul 2025)
    • CF1 Director (AR) (since 6 Jul 2025)
    • CF30 Customer (since 6 Jul 2025)
    • (1)Employed By (since 6 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (23 Nov 2021 to 6 Jun 2025)
    • CF30 Customer (15 Nov 2021 to 6 Jun 2025)
  • Clifton Wealth Management Ltd (no longer approved here)

    FRN 845409

    • Employed By (15 Nov 2021 to 6 Jun 2025)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (17 Nov 2016 to 1 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Stride Financial Advice Limited

  2. controlled function added: (1)Employed By at Stride Financial Advice Limited