Hargreaves Lansdown Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Hargreaves Lansdown1 College Square SouthAnchor RoadBristolBristol, City OfBS1 5HLUNITED KINGDOM- Phone
- +4401179009000
-
Complaints Contact
Hargreaves Lansdown1 College Square SouthAnchor RoadBristolBristol, City OfBS1 5HLUNITED KINGDOM- Phone
- +4401179009000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 3 limitations Hide limitations
- · Limited to investment that constitute a sec deriv
- · Limited to options that constitute a sec deriv
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 3 limitations Hide limitations
- · Limited to investment that constitute a sec deriv
- · Limited to options that constitute a sec deriv
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Gary Morgan
IRN GXM00213
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 May 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 20 May 2021)
- CF30 Customer (25 Feb 2013 to 8 Dec 2019)
-
Gavin Owen English
IRN GOE01001
- CF30 Customer (1 Nov 2007 to 28 Dec 2007)
- CF22 Investment Adviser (Trainee) (12 Apr 2007 to 31 Oct 2007)
-
Gemma Tee
IRN GXT00227
- [FCA CF] Functions requiring qualifications (12 Jun 2023 to 3 Feb 2025)
- [FCA CF] Client dealing (12 Jun 2023 to 3 Feb 2025)
-
George Maggs
IRN GXM00373
- [FCA CF] Client dealing (3 Sep 2021 to 11 Mar 2022)
- [FCA CF] Functions requiring qualifications (3 Sep 2021 to 11 Mar 2022)
-
George Patrick Tucker Sherwin
IRN GPS01085
- CF21 Investment Adviser (21 Feb 2005 to 23 Dec 2005)
- CF22 Investment Adviser (Trainee) (19 Jan 2004 to 18 Feb 2005)
-
Gillian Fiona Francis
IRN GFT01012
- CF30 Customer (31 Dec 2012 to 3 Sep 2015)
-
Gillian Yates
IRN GXY00008
- CF30 Customer (28 May 2013 to 8 Aug 2014)
-
Graeme Richard Stoner
IRN GRS00056
- CF30 Customer (2 Jan 2013 to 7 Jan 2013)
-
Graham McIntyre Craig Hendry
IRN GMH00028
- CF30 Customer (28 May 2013 to 11 Dec 2014)
-
Greig Jardine Messer
IRN GJM00003
- CF30 Customer (16 May 2017 to 26 Feb 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.