Hargreaves Lansdown Advisory Services Limited

Date authorised
1 April 2013
Companies House
03509545
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hargreaves Lansdown
    1 College Square South
    Anchor Road
    Bristol
    Bristol, City Of
    BS1 5HL
    UNITED KINGDOM
    Phone
    +4401179009000
  • Complaints Contact

    Hargreaves Lansdown
    1 College Square South
    Anchor Road
    Bristol
    Bristol, City Of
    BS1 5HL
    UNITED KINGDOM
    Phone
    +4401179009000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Limited to investment that constitute a sec deriv
    • · Limited to options that constitute a sec deriv
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Limited to investment that constitute a sec deriv
    • · Limited to options that constitute a sec deriv
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Morgan

    IRN GXM00213

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2021)
    • CF30 Customer (25 Feb 2013 to 8 Dec 2019)
  • Gavin Owen English

    IRN GOE01001

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF22 Investment Adviser (Trainee) (12 Apr 2007 to 31 Oct 2007)
  • Gemma Tee

    IRN GXT00227

    • [FCA CF] Functions requiring qualifications (12 Jun 2023 to 3 Feb 2025)
    • [FCA CF] Client dealing (12 Jun 2023 to 3 Feb 2025)
  • George Maggs

    IRN GXM00373

    • [FCA CF] Client dealing (3 Sep 2021 to 11 Mar 2022)
    • [FCA CF] Functions requiring qualifications (3 Sep 2021 to 11 Mar 2022)
  • George Patrick Tucker Sherwin

    IRN GPS01085

    • CF21 Investment Adviser (21 Feb 2005 to 23 Dec 2005)
    • CF22 Investment Adviser (Trainee) (19 Jan 2004 to 18 Feb 2005)
  • Gillian Fiona Francis

    IRN GFT01012

    • CF30 Customer (31 Dec 2012 to 3 Sep 2015)
  • Gillian Yates

    IRN GXY00008

    • CF30 Customer (28 May 2013 to 8 Aug 2014)
  • Graeme Richard Stoner

    IRN GRS00056

    • CF30 Customer (2 Jan 2013 to 7 Jan 2013)
  • Graham McIntyre Craig Hendry

    IRN GMH00028

    • CF30 Customer (28 May 2013 to 11 Dec 2014)
  • Greig Jardine Messer

    IRN GJM00003

    • CF30 Customer (16 May 2017 to 26 Feb 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.