Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Thomas

  IRN EXT00102

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 7 Feb 2022)
• Emma Wall

  IRN EXW00145

  • SMF3 Executive Director (since 17 Oct 2025)
  • [FCA CF] Material risk taker (18 Oct 2021 to 21 Aug 2024)
  • [FCA CF] Manager of certification employee (18 Oct 2021 to 31 Jan 2023)
• Emma Watson

  IRN EXW00284

  • [FCA CF] Significant management (since 7 May 2024)
• Eoin James Campbell

  IRN EJC01115

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2021)
  • CF30 Customer (10 Sep 2012 to 1 Feb 2017)
• Fiona Alison Price

  IRN FAP01033

  • CF30 Customer (21 Feb 2013 to 30 Oct 2014)
• Fiona Jane Clutterbuck

  IRN FJC01015

  • CF2 Non Executive Director (1 Sep 2017 to 8 Dec 2019)
• Fiona McWillie Taylor

  IRN FMT00017

  • CF30 Customer (25 Apr 2013 to 8 Dec 2019)
• Gary James Smith

  IRN GFS01027

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2026)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Gary Kevin Smart

  IRN GKS01021

  • CF30 Customer (31 Dec 2012 to 19 Aug 2015)
• Gary Logan

  IRN GXL00304

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)

No changes recorded yet.