Harbert European Fund Advisors Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Senior staff personally approved by the FCA to hold their roles here.

Bryony Jane Tomlinson
IRN BJT01084
- [FCA CF] Client dealing (18 Sep 2023 to 27 Nov 2024)
David Allen Boutwell
IRN DAB01261
- CF1 Director (26 Apr 2006 to 1 Apr 2016)
David James Bateman
IRN DJB01461
- CF30 Customer (7 Aug 2013 to 8 Dec 2019)
David King
IRN DXK01313
- [FCA CF] Client dealing (since 1 Jan 2026)
Heather Noel Leonard
IRN HNL01007
- CF30 Customer (9 Apr 2009 to 7 Oct 2011)
Joel Bernard Piassick
IRN JBP01047
- CF1 Director (26 Apr 2006 to 30 Jun 2007)
Johan Mikael Ake Kampe
IRN JMK01144
- CF30 Customer (11 Jul 2014 to 8 Dec 2019)
John Harbert
IRN JXH03230
- [FCA CF] Client dealing (since 25 Jun 2025)
John McCullough
IRN JXM02699
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (27 Apr 2009 to 8 Dec 2019)
- CF30 Customer (27 Apr 2009 to 25 Sep 2009)
John Murdoch Harbert II
IRN JMH01358
- CF30 Customer (14 Sep 2012 to 5 Jun 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.