David James Bateman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Claret Capital Partners Limited
FRN 993228
- [FCA CF] Client dealing (since 20 Jan 2025)
- SMF3 Executive Director (since 16 Feb 2024)
Sapia Partners LLP (no longer approved here)
FRN 550103
- [FCA CF] Client dealing (27 Oct 2020 to 16 Feb 2024)
G10 Capital Limited (no longer approved here)
FRN 648953
- CF30 Customer (7 Oct 2020 to 16 Feb 2024)
- CF1 Director (AR) (7 Oct 2020 to 16 Feb 2024)
Claret Capital Partners Ltd (no longer approved here)
FRN 926992
- Employed By (7 Oct 2020 to 16 Feb 2024)
Harbert European Fund Advisors Limited (no longer approved here)
FRN 441261
- CF30 Customer (7 Aug 2013 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.