Harbert European Fund Advisors Limited

Date authorised
1 April 2013
Companies House
05384713
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Harbert Management Corporation
    4th Floor
    45 Old Bond Street
    London
    W1S 4QT
    UNITED KINGDOM
    Phone
    +4402074804120

  • Complaints Contact

    Harbert Management Corporation
    45 Old Bond Street
    London
    Westminster
    W1S 4QT
    UNITED KINGDOM
    Phone
    +442074804120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Juan Carlos De Leon

    IRN JCD01074

    • CF30 Customer (22 Dec 2009 to 25 Mar 2010)
  • Michael Bauder

    IRN MXB01855

    • SMF16 Compliance Oversight (since 6 Dec 2024)
  • Michael Jorgen Larsen

    IRN MJL01168

    • [FCA CF] Client dealing (16 Mar 2023 to 29 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
  • Michael Montag

    IRN MXM02438

    • CF30 Customer (22 Jan 2009 to 31 Aug 2009)
  • Raymond Harbert

    IRN RXH00211

    • SMF1 Chief Executive (since 14 Feb 2025)
    • SMF3 Executive Director (since 10 Mar 2021)
  • Scott David O'Donnell

    IRN SXO01087

    • [FCA CF] Client dealing (9 Dec 2020 to 21 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 21 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Apr 2006 to 31 Oct 2007)
    • CF3 Chief Executive (26 Apr 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Apr 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Apr 2006 to 8 Dec 2019)
    • CF1 Director (26 Apr 2006 to 8 Dec 2019)
  • Seeko Kawakami-Gavina

    IRN SXK00912

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Apr 2025)
    • SMF3 Executive Director (since 11 Apr 2025)
  • Sonja Jean Keeton

    IRN SJK01171

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (26 May 2016 to 8 Dec 2019)
  • William R. Lucas Jr

    IRN WRL01011

    • CF1 Director (26 Jun 2007 to 29 Sep 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.