Scott David O'Donnell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harbert European Fund Advisors Limited (no longer approved here)

    FRN 441261

    • [FCA CF] Client dealing (9 Dec 2020 to 21 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 21 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (26 Apr 2006 to 31 Oct 2007)
    • CF3 Chief Executive (26 Apr 2006 to 8 Dec 2019)
    • CF1 Director (26 Apr 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Apr 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Apr 2006 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.