HANSON ASSET MANAGEMENT LTD
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Hanson Asset Management6 Arlington StreetLondonWestminsterSW1A 1REUNITED KINGDOM- Phone
- +4402075293737
-
Complaints Contact
Hanson Asset Management6 Arlington StreetLondonWestminsterSW1A 1REUNITED KINGDOM- Phone
- +4402075293737
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Marc Philipp Lindhorst
IRN MPL01080
- CF30 Customer (19 Nov 2013 to 30 Apr 2015)
-
Michael Zacharia
IRN MXZ01020
- CF30 Customer (11 Feb 2019 to 18 Nov 2019)
-
Nicholas Seth Spilkin
IRN NSS01057
- CF30 Customer (4 Jul 2013 to 14 Jan 2019)
-
Prabhdeep Singh Chawla
IRN PSC01100
- CF30 Customer (7 Aug 2017 to 18 Nov 2019)
-
Rafael Steinmetz Leffa
IRN RXS00434
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 3 Apr 2024)
-
Richard Arthur Price
IRN RAP01144
- CF30 Customer (2 Oct 2012 to 22 Jun 2015)
-
Robert Hanson
IRN RWH01084
- CF1 Director (1 Feb 2013 to 21 Aug 2017)
- CF2 Non Executive Director (10 Aug 2010 to 1 Feb 2013)
-
Selman Turk
IRN SXT02265
- CF1 Director (AR) (4 Mar 2019 to 12 Jul 2019)
-
Simon Kwao Sotomey
IRN SKS01081
- SMF16 Compliance Oversight (9 Dec 2019 to 11 Nov 2020)
- SMF3 Executive Director (9 Dec 2019 to 11 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Nov 2020)
- CF1 Director (AR) (12 Feb 2019 to 26 Mar 2021)
- CF1 Director (21 May 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (25 Mar 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Mar 2014 to 8 Dec 2019)
-
Taco Van Heusden
IRN TXV01021
- CF30 Customer (8 Dec 2010 to 17 Feb 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Nowius Capitals (UK) Limited (no longer appointed)
FRN 832428 · Appointed 30 Jan 2019 · Until 29 Mar 2021
-
Arlington Capital Limited (no longer appointed)
FRN 810180 · Appointed 29 May 2018 · Until 23 Jul 2018
-
Sentinel Global Advisers (UK) Limited (no longer appointed)
FRN 785460 · Appointed 31 Jul 2017 · Until 12 Mar 2018
-
W4i Investment Advisory Limited (no longer appointed)
FRN 677368 · Appointed 17 Mar 2015 · Until 1 Nov 2015
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.