Simon Kwao Sotomey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Madara Capital Management Ltd (no longer approved here)

    FRN 788584

    • SMF16 Compliance Oversight (1 Apr 2021 to 24 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 20 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Apr 2020)
    • CF11 Money Laundering Reporting (12 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Mar 2018 to 8 Dec 2019)
    • CF1 Director (12 Mar 2018 to 8 Dec 2019)
  • HANSON ASSET MANAGEMENT LTD (no longer approved here)

    FRN 525784

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 11 Nov 2020)
    • CF1 Director (AR) (12 Feb 2019 to 26 Mar 2021)
    • CF1 Director (21 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Mar 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.