This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Hanover De Broke Private Clients LLP

Watch for changes

FRN: 216324

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Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Edward Sheppardson
IRN DES01090
- (2)Employed By (2 Nov 2010 to 15 Nov 2010)
Emma Margaret Loveland
IRN EML01032
- (1)Employed By (13 Oct 2011 to 5 Oct 2015)
Glen William Neagle
IRN GWN00003
- (4)Employed By (16 Sep 2008 to 1 May 2014)
Graham Anthony Keepen
IRN GAK00008
- (3)Employed By (22 Dec 2004 to 6 Oct 2010)
Jon-Paul Loveland
IRN JXL00082
- (6)Employed By (1 Dec 2001 to 19 Oct 2015)
Richard John Walsh
IRN RJW01229
- (5)Employed By (23 Aug 2002 to 16 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.