Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 Aug 2015)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (12 Oct 2011 to 5 Oct 2015)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
    • (1)Employed By (since 10 Aug 2015)
  • Hanover De Broke Private Clients LLP (no longer approved here)

    FRN 216324

    • (6)Employed By (1 Dec 2001 to 19 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

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