Glen William Neagle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SFIA Wealth Management Limited

    FRN 621884

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
    • SMF3 Executive Director (since 15 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Hanover De Broke Private Clients LLP (no longer approved here)

    FRN 216324

    • (4)Employed By (16 Sep 2008 to 1 May 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (16 Sep 2008 to 1 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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